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Account Opening Documents

Individual Account

Checklist For Individual Account

Note:

1. KYC & all provided documents should be self attested by an Individual
2. Affix IPV stamp on all the documents submitted
3. Bank account should be in the name Individual
4. In case of third party address as a correspondence address, same can be accepted along with third party person’s NOC & his address & identity proof
5. If correspondence & permanent address are different, then provide proof for both address

Types of Document Required:

1. Identity Proof
2. Address Proof
3. Bank Proof
4. Another DP Mapping (If Submited)
5. Income Proof (Additional documents in case of trading in derivatives segments)

For More Information Download PDF Given Below.

Minor DP Account

Checklist For Minor Dp Account

Note:

1. Minor Account will be opened only for DP not for trading.
2. If open minor DP account then guardian details is mandatory
3. KYC & all provided documents should be sign & self attested by Guardian only
4. Affix IPV stamp on all the documents submitted.
5. In Minor account Nominee will not be applicable.
6. Provide only DP KYC to open minor DP account
7. Minor account cannot be open with Joint holder
8. Bank account should be in the name of Minor
9. Rs. 1000/- cheque is must with each application as advance Dp charges
10. The said demat account cannot to any of the trading account.
11. Guardian cannot be HUF or Non-Individual entity

Types of Document Required:

1. Identity Proof
2. Address Proof
3. Bank Proof
4. Proof of Birth

Document Required of Guardian:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

HUF Account

Checklist For HUF Account

Note:

1. Documents in the name of Individual Karta, should be attested by individual Karta without stamp only
2. Documents in the name of HUF, should be attested by HUF with stamp
3. Affix IPV stamp on all the documents submitted
4. HUF Name should be same on PAN Card, Bank Account, HUF Stamp and KYC
5. In case of third party address as a correspondence address, so same can be accepted along with third party person’s NOC & his address & iden_ty proof
6. HUF cannot appoint any nominee
7. HUF account cannot open with joint holders
8. In account opening form, the karta shall sign under the HUF stamp
9. Co-parcener’s ID and Address proof is mandatory in case of commodity segment
10. Only Son, Daughter & Wife relation will be consider in Co-parceners list where father is Karta of Family
11. All co-parceners name and signature is mandatory on POA page, minor co-parcener’s name need to be specify but signature is not require on POA

Types of Document Required of Karta:

1. PAN Copy
2. Address Proof
3. Bank Proof
4. Another DP Mapping ( If Submit)
5. Income Proof (Additional documents in case of trading in derivatives segments)

Document Required of HUF:

1. PAN Copy of Karta
2. Address Proof

For More Information Download PDF Given Below.

Partnership Account

Checklist For Partnership Account

Note:

1. Documents in the name of partners, should be attested by individual partner without Partnership Firm’s stamp

2. Provided documents in the name of firm, should be attested by authorised partners with stamp as Resolution passed

3. Affix IPV stamp on all the documents submitted

4. Bank Account should be in the name of the Partnership firm

5. Address proof should be in the name of partnership firm

6. Trading account will be open in the name of Partnership firm as per PAN

7. DP account will be opened in the name of authorized partners and same cannot be open in the name of Firm

8. DP account can have maximum three partners

9. If one of the Partners is Corporate/ Trust / LLP and is one of the authorised partner then provide all the documents as per the requirement mentioned in respective sheet. For e.g. if one of the Partners is registered Trust then all the documents mentioned in “Registered Trust Account” should be considered”

10. In partnership account, do not affix firm stamp on DP pages no, 06 ( Clause of Declaration by Partnership Firm), 08 (Clause of Declaration), 20 (DP Tariff Sheet) 26 (POA) & Last page of declaration (Demat Account)

11. Partnership account cannot be opened where HUF is a partner

12. Require investment clause in partnership deed to open the account

13. Require partner’s profit sharing ratio in partnership deed

14. If account is for commodity segment and in Share holding Pattern any individual person is holding more than 25% of shares then provide ID and Address proof

15. Require KRA for authorised partners

16. The DP account will be open as per the status of 1st holder:

1st Holder	2nd Holder	Type of Demat Account
Individual	Individual	Individual
Individual	Corporate	Individual
Corporate	Individual	Corporate
Trust	Individual	Trust
LLP	Individual	Corporate (sub-status - LLP)
Individual	HUF	Not Allowed

Types of Document Required of Partnership Firm:

1. PAN Copy
2. Address Proof
3. Bank Proof
4. Partnership Deed
5. Registration Copy
6. List of Partners
7. List of Authorised Signatory
8. Balance Sheet (Latest for two years balance sheet with audited balance sheet)
9. Another DP Mapping (If Submit)
10. Income Proof (Additional documents in case of trading in Derivatives, Currency & Commodity segments) Any one

Document Required of Individual Partners:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

Unregistered Trust Account

Checklist For Unregistered Trust Account

Note:

1. Documents in the name of trustee, should be attested by individual trustee without Trust stamp.

2. Provided documents in the name of Trust should be attested by authorised Trustees with stamp as Resolution passed.

3. Affix IPV stamp on all the documents submitted.

4. Bank Account should be in the name of Trust.

5. Address proof should be in the name of Trust.

6. Trading account will be open in the name of Trust as per PAN.

7. DP account will be opened in the name of authorized Trustees and same cannot be open in the name of Trust.

8. DP account can have maximum three Trusteers.

9. If one of the Trustee is Corporate/ Trust / LLP and is one of the authorised Trustee then provide all the documents as per the requirement mentioned in respective sheet. For e.g. if one of the Trustee is registered Trust then all the documents mentioned in “Registered Trust Account” should be considered

10. If any Company is holding shares more than 25% then require Beneficial Owner Certification with Individual Name attested by C.A – Format available in KYC page no 12.

11. In unregistered Trust account, do not affix firm stamp on DP pages no, 06 ( Clause of Declaration by Partnership Firm), 08 (Clause of Declaration), 20 (DP Tariff Sheet) 26 (POA) & Last page of declaration (Demat Account).

12. Trust account cannot be opened where HUF is a Trustee.

13. Require investment clause in Trust deed to open the account.

14. Require Trustee’s profit sharing ratio in Trust deed.

15. If account is for commodity segment and in Share holding patten any individual person is holding more than 25% of shares then provide ID and Address proof

16. Require KRA for authorised Trustees

17. The DP account will be open as per the status of 1st holder

1st Holder	2nd Holder	Type of Demat Account
Individual	Individual	Individual
Individual	Corporate	Individual
Corporate	Individual	Corporate
Trust	Individual	Trust
LLP	Individual	Corporate (sub-status - LLP)
Individual	HUF	Not Allowed

Types of Document Required of Trust:

1. PAN Copy
2. Address Proof
3. Bank Proof
4. Trust Deed
5. List of Trustee
6. List of Authorised Signature
7. Balance Sheet (Latest for two years balance sheet with audited balance sheet)
8. Another DP Mapping (If Submit)
9. Income Proof (Additional documents in case of trading in Derivatives, Currency & Commodity segments) Any one

Document Required of Individual Trustee:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

Registered Trust Account

Checklist For Registered Trust Account

Note:

1. Documents in the name of trustee, should be attested by individual trustee without Trust stamp.
2. Provided documents in the name of Trust should be attested by authorised Trustees with stamp as Resolution passed.
3. Affix IPV stamp on all the documents submitted.
4. Bank Account should be in the name of Trust.
5. Address proof should be in the name of Trust.
6. Trading account will be open in the name of Trust as per PAN.
7. DP account will be opened in the name of Trust.
8. If one of the Trustee is Corporate/ Trust / LLP and is one of the authorised Trustee then provide all the documents as per the requirement mentioned in respective sheet. For e.g. if one of the Trustee is registered Trust then all the documents mentioned in “Registered Trust Account” should be considered
10. If any Company is holding shares more than 25% then require Beneficial Owner Certification with Individual Name attested by C.A – Format available in KYC page no 12.
12. Trust account cannot be opened where HUF is a Trustee.
13. Require investment clause in Trust deed to open the account.
14. Require Trustee’s profit sharing ratio in Trust deed.
15. If account is for commodity segment and in Share holding patten any individual person is holding more than 25% of shares then provide ID and Address proof
17. The DP account will be open as per the status of 1st holder

1st Holder	2nd Holder	Type of Demat Account
Individual	Individual	Individual
Individual	Corporate	Individual
Corporate	Individual	Corporate
Trust	Individual	Trust
LLP	Individual	Corporate (sub-status - LLP)
Individual	HUF	Not Allowed

Types of Document Required of Trust:

Document Required of Individual Trustee:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

Corporate Account

Checklist For Corporate Account

Note:

1. Documents in the name of Individual Director, should be attested by individual Director without stamp
2. Provided documents in the name of Company, should be attested by Authorised signatory with stamp
3. Affix IPV stamp on all the documents submitted.
4. Bank Account should be in the name of Company.
5. Address proof should be in the name of Company.
6. Trading account will be open in the name of Company as per PAN.
7. DP account will be opened in the name of Company as per PAN.
8. Form 32 required, in case if authorized signatories name is not mentioned in MOA/AOA or provide copy of MCA site.
9. Form no.18 require, if Company address has changed and it is not as per the MOA/AOA, Also provide proof of new registered address.
10. Name change certificate in case of change in name of the Company along with renewed registration and incorporation certificate of the Company (If applicable)
11. Require investment clause in MOA for opening trading account.
12. Board resolution should be on the Company letter head, also should be attested by any two Directors or CMD or Company Secretory, other than authorised person. On Board Resolution Date and place of passing the resolution is must.

Types of Document Required of Partnership Firm:

1. PAN Copy
2. Address Proof
3. Bank Proof
4. Board Resolution
5. MOA and AOA
6. Share holding Pattern
7. List of Director
8. Balance Sheet (Latest for two years balance sheet with audited balance sheet)
9. Another DP Mapping (If Submit)
10. Income Proof (Additional documents in case of trading in Derivatives, Currency & Commodity segments)

Document Required of All Directors:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

Limited Liability Partnership (LLP)

Checklist For Limited Liability Partnership (LLP)

Note:

1. Documents in the name of partners, should be attested by individual partner without stamp.
2. Documents in the name of LLP, should be attested by all authorised partners with stamp.
3. Affix IPV stamp on all the documents submitted.
4. Bank Account should be in the name of the LLP.
5. Address proof in the name of LLP.
6. Trading account will be open in the name of firm as per PAN.
7. DP account will be opened in the name of LLP (Dp account will be open in the name and style as ” FIRM NAME – LLP”)
8. If any Company is holding shares more than 25% then require Beneficial Owner Certification with Individual Name attested by C.A – Format available in KYC page no 12.
9. Require investment clause in deed for open the account.
10. Require LLP profit sharing ratio in Partnership deed.
11. Declaration, on the letterhead of the LLP signed by all the designated partner/s clearly stating that, the within named persons, who are designated partners of the LLP, have been nominated as authorized signatories to open and operate the said demat account on behalf of the LLP.
12. The declaration shall specify the manner in which the account will be operated, that is jointly or severally and shall give details of the names, addresses and DPIN [Designated Partner Identification Number allotted by the Registrar for each designated partner] / DIN (Directors Identification Number along with their signatures and photographs.
13. Partnership deed along with registration certificate.

Types of Document Required of Limited Liability Partnership Firm (LLP):

Document Required of Individual Partners:

1. PAN Copy
2. Address Proof

For More Information Download PDF Given Below.

DP Tariffs


Scheme Particulars	TRX17	TRX5YR17	AMC17	LIFETIME19	AMC19	BSDATRX17	BSDAAMC17
Scheme Particulars	TRX SCHEME	5 Year TRX Scheme	AMC Scheme	AMC Scheme	AMC Scheme	BSDA TRX Scheme	BSDA AMC Scheme
Account Maintenance Charges (AMC)	NIL	NIL	Rs. 899/-	Rs. 2500/-	Rs. 550/-	NIL	Rs. 100/-
Account Administration Charges (AAC)	Rs. 199/-	Rs. 799/- (Upfront for 5 years from the date of selection of the scheme)	Rs. 199/-	NIL	Rs. 199/-	NIL	NIL
TRX Charges towards shares sold within MOFSL	Rs. 35 or 0.035% (Whichever is higher)	Rs. 20 or 0.025% (Whichever is higher)	NIL	Rs. 20/-	Rs. 30 or 0.030% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)
Off market Transfer within MOFSL	Rs. 40 or 0.040% (Whichever is higher)	Rs. 30 or 0.040% (Whichever is higher)	Rs. 30 or 0.030% (Whichever is higher)	Rs. 40/-	Rs. 40 or 0.040% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)
Off market Transfer outside MOFSL	Rs. 40 or 0.040% (Whichever is higher)	Rs. 40 or 0.040% (Whichever is higher)	Rs. 40 or 0.040% (Whichever is higher)	Rs. 40 or 0.040% (Whichever is higher)	Rs. 40 or 0.040% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)	Rs. 50 or 0.050% (Whichever is higher)
		Fresh admin charges of Rs. 799/- will be applicable after completion of 5 year

Let the money

work for you.

Request a Call Back for Account Opening.

Account Opening Documents

Checklist For Individual Account

Note:

Types of Document Required:

Checklist For Minor Dp Account

Note:

Types of Document Required:

Document Required of Guardian:

Checklist For HUF Account

Note:

Types of Document Required of Karta:

Document Required of HUF:

Checklist For Partnership Account

Note:

Types of Document Required of Partnership Firm:

Document Required of Individual Partners:

Checklist For Unregistered Trust Account

Note:

Types of Document Required of Trust:

Document Required of Individual Trustee:

Checklist For Registered Trust Account

Note:

Types of Document Required of Trust:

Document Required of Individual Trustee:

Checklist For Corporate Account

Note:

Types of Document Required of Partnership Firm:

Document Required of All Directors:

Checklist For Limited Liability Partnership (LLP)

Note:

Types of Document Required of Limited Liability Partnership Firm (LLP):

Document Required of Individual Partners:

DP Tariffs

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